Great news from DIA and a bit of insight.
“In response to requests to share the outcomes of our compliance assessments we have recorded a webinar based on our regulatory findings for the 12 months ended 30 June 2019. This webinar expands on our recently published Regulatory Findings Report. It highlights the Department’s regulatory findings and brings these findings to life with examples of good practice and unsatisfactory practice we have observed from our compliance assessments.
We are also progressing a series of articles which will look into sector specific key findings, so keep an eye out on our website and newsletters.
We will continue to develop new webinars which dive deeper into some of the AML/CFT requirements. To make sure we are covering the topics you need help with most, please let us know by completing this survey.”
