Servicing all of New Zealand from Kaitaia to Invercargill. VIEW SERVICES Anti Money Laundering (AML) Audit & Compliance Solutions VIEW SERVICES Experienced Compliance Consultant and AML/CFT Auditor

RANGE OF SERVICES OFFERED

AML/CFT Audits for Phase 2 entities

  • AML/CFT assurance audits
  • Pre-audit assessment
  • Assistance with Risk Assessment and AML/CFT Programme
  • Implementation of AML/CFT documentation
  • Post-audit assistance
  • AML/CFT training (staff)
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Lawyers / Law firms

Offering assistance with trust accounting issues such as interviewing staff, accounting / admin staff training, change of trust accounting software, following a review by NZLS.

Trust Account Supervisors (TAS) & Trust Accountants: Assistance with understanding your role and obligations as part of the trust accounting team within your firm. As a TAS and Trust Accountant, your role within the organisation is a very important one. I am here for you for any questions you may have or to assist with monthly and quarterly obligations re filing to NZLS; trust accounting issues or mini-audits (trust account reviews).

SOME OF THE SERVICES WE OFFER

AML/CFT Consultancy Services

1.

AML/CFT Audit - DNFBPs

I am available for AML/CFT limited assurance audits for DNFBPs.

2.

AML/CFT Consultancy

I am able to assist with any AML/CFT queries or questions you may have.

3.

Trust account consultancy

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4.

Other services

Additionally, I am able to assist with a number of other services around training and implementation of procedures.

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THERE ARE MANY VARIATIONS OF PASSAGES

AML/CFT Audits AND COMPLIANCE REVIEWS

AML/CFT and New Zealand

In 2019 New Zealand was the least corrupt country alongside Denmark, according to Corruptions Perceptions Index 2019. New Zealanders are very proud to hold this prestigious position.

AML/CFT - Phase 2 entities

The AML/CFT Act has been in force for Phase 2 entities on the following dates (as outlined in Section 6(3)(a)-(c) of the Act):

AML/CFT Audit

If you have not yet organised your firm's AML/CFT audit, please get hold of me today for a discussion on the processes and timeframe.

IF YOU ARE GOING TO USE

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MORE ABOUT US

Compliance Consulting Ltd

Friendly AML/CFT Auditor and Trust Account Consultant working throughout NZ either remotely or on-site. Available for AML/CFT Audits or health checks for phase 2 entities (lawyers, conveyancers, real estate agents, accountants). Trust Account Consultancy work focusing primarily on lawyers trust accounts but also available to assist with real estate agents & accountants trust accounts. I am an ex NZ Law Society Auditor and Investigator and will use this knowledge to assist where I can for software support, pre NZLS audit clean up, Warrant of Fitness etc.

EMAIL ADRESS

POSTAL ADDRESS

70 Fred Taylor Drive, Westgate, Auckland 0814

PHONE NUMBER

+64 022 1677 698

WORK HOURS

Monday-Friday 7:00-17:30
Saturday-Sunday Closed

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